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Successful Cases
These include some of the largest national and regional brokerage firms in the US. However there are over 6,000 brokerage firms operating in the US, and we have the resources, experience and dedication to achieve successful outcomes against any of them, on behalf of our clients.
The Miller Stern lawyers, LLC. have successfully represented investors in claims against the following brokerage firms:
Cetera Advisors LLC
Cetera Advisor Network LLC
Cetera Investment Services LLC
Citigroup Global Markets Inc.
Janney Montgomery Scott LLC
LPL Financial LLC
Merrill Lynch, Pierce, Fenner & Smith, Inc.
Morgan Stanley & Co. LLC
Morgan Stanley Smith Barney LLC
NFP Securities, Inc.
Oppenheimer & Co. Inc.
Oriental Financial Services Corp.
Popular Securities, LLC
Raymond James Financial, Inc.
RBC Capital Markets, LLC
Santander Securities, LLC
Securities America, Inc.
Transamerica Financial Advisors, Inc.
UBS Financial Services Inc.
UBS Financial Services Inc. of Puerto Rico
Wells Fargo Advisors Financial Network, LLC
