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Successful Cases

These include some of the largest national and regional brokerage firms in the US. However there are over 6,000 brokerage firms operating in the US, and we have the resources, experience and dedication to achieve successful outcomes against any of them, on behalf of our clients.

The Miller Stern lawyers, LLC. have successfully represented investors in claims against the following brokerage firms:

Cetera Advisors LLC

Cetera Advisor Network LLC

Cetera Investment Services LLC

Citigroup Global Markets Inc.

Janney Montgomery Scott LLC

LPL Financial LLC

Merrill Lynch, Pierce, Fenner & Smith, Inc.
Morgan Stanley & Co. LLC

Morgan Stanley Smith Barney LLC

NFP Securities, Inc.

Oppenheimer & Co. Inc.

Oriental Financial Services Corp.

Popular Securities, LLC

Raymond James Financial, Inc.
RBC Capital Markets, LLC

Santander Securities, LLC

Securities America, Inc.

Transamerica Financial Advisors, Inc.

UBS Financial Services Inc.

UBS Financial Services Inc. of Puerto Rico

Wells Fargo Advisors Financial Network, LLC

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