Broker Negligence Attorneys in Baltimore
Brokers are hired by their client to watch over and help grow their investments. When brokers slack off on their duty, it often results in massive financial losses for their clients. In such cases the whole firm could be liable.
Failure to Supervise
Brokerage firms are required by law to adequately supervise their brokers to make sure they aren’t manipulating their clients for profit. When they fail to instate proper supervisory systems, negligence and corruption can occur.
If your broker’s misconduct has caused you substantial financial harm, we can help you hold them accountable. There are risks associated with investing, but your broker should not be their source.
Contact us online or call 410-LAW-FIRM to discuss your case with us.
Results That Matter
For people who matter to us
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$16 Million+ Settlement
Business Fraud: This eight figure settlement was against a large insurance company. In this case, the plaintiffs argued the company had discriminated based on age and race, and had conspired to throw cases out based on this criteria.
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$2.5 Million Settlement
Breach of Contract Case: This $2.5M settlement was against a financier for breach of contract. Plaintiff alleged that this breach caused his development project to go bankrupt.
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$2 Million Settlement
Brokerage Breach of Fiduciary Duty.
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$1.7 Million Settlement
FINRA Violations Lead To a $1.7M Settlement: $1,700,000 verdict was delivered against an International Broker/Dealer for FINRA violations and unauthorized trading.
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$1.5 Million Settlement
Loss of Assets in Brokerage Account Case: Settled for $1.5M. This case involved the unauthorized transfer of assets, which also was an issue of elder abuse. It was resolved after arbitration.
recent news
read our securities & stock broker fraud blog
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Merrill Settles Claim for $4.25 Million Regarding Suitability Allegations -
Brian Leggett and Bryson Holdings, LLC v. Wells Fargo Clearing Services, et al
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FINRA To Hire A Law Firm to Review Arbitrator Selection After Judge Rebukes FINRA in Vacating a Wells Fargo Award
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$950,000 Fine to Merrill – Flawed Supervision Allowed Two Advisors to Steal $6M
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In An Order To Vacate Award By Wells Fargo, Judge Scolds FINRA Arbitration
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Read More On Our Securities & Stock Broker Fraud Blog
OUR CLIENT REVIEWS
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Dan is a great lawyer who represented me in a car accident. He has years of experience and settled my case in a quick and timely manner.- Lee K.
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The lawyers at Miller Stern are top-notch! I have needed their services on several occasions and have referred them to family and friends.- Former Client
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Kevin Stern is an excellent lawyer with unmatched expertise, especially within the area of medical malpractice.- Kelly G.
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My daughter was in a car accident and was injured. We worked with Dan Miller throughout the process and received the settlement we deserved.- Andrew R.